Definitions for registered representative
reg·is·tered rep·re·sen·ta·tive

Princeton's WordNetRate this definition:0.0 / 0 votes

1. account executive, account representative, registered representative, customer's broker, customer's mannoun

   someone in charge of a client's account for an advertising agency or brokerage or other service business

ChatGPTRate this definition:0.0 / 0 votes

1. registered representative

   A registered representative, also known as a stockbroker or broker-dealer, is a professional who is licensed to buy and sell securities on behalf of an individual investor or an institution. They typically work for brokerage firms and are registered with various regulatory bodies, hence the term "registered representative." To become a registered representative, one must pass specific examinations to demonstrate their understanding of finance, investing, securities law, and market operations. They provide financial advice, handle transactions, and aim to build long-term relationships with their clients to manage their investment strategy.

WikidataRate this definition:0.0 / 0 votes

1. Registered representative

   A registered representative, also called a general securities representative, a stockbroker, or an account executive, is an individual who is licensed to sell securities and has the legal power of an agent in the United States. Registered representatives usually work for broker/dealers licensed by the U.S. Securities Exchange Commission and the Self Regulatory Organizations of the New York Stock Exchange and Financial Industry Regulatory Authority. To become a registered representative, one must be sponsored by a broker/dealer firm and pass the FINRA-administered Series 7 examination or another Limited Representative Qualifications Exam. Some state laws and broker/dealer policies also require the Series 63 examination, as well. A registered representative is authorized to sell a large array of securities such as stocks, bonds, options, mutual funds, limited partnership programs and variable annuities, and should not be confused with the more narrowly licensed "financial services representative", who is licensed by passing the FINRA series 6 securities exam. The Series 6 permits the "rep" to sell only mutual funds and variable annuity contracts. Registered representatives who sell variable products such as variable annuities or variable universal life insurance policies typically also must obtain the appropriate state insurance department license.

Matched Categories

1. • Businessperson

How to pronounce registered representative?

1. Alex

   US English

   David

   US English

   Mark

   US English

   Daniel

   British

   Libby

   British

   Mia

   British

   Karen

   Australian

   Hayley

   Australian

   Natasha

   Australian

   Veena

   Indian

   Priya

   Indian

   Neerja

   Indian

   Zira

   US English

   Oliver

   British

   Wendy

   British

   Fred

   US English

   Tessa

   South African

How to say registered representative in sign language?

Numerology

1. Chaldean Numerology

   The numerical value of registered representative in Chaldean Numerology is: 9

2. Pythagorean Numerology

   The numerical value of registered representative in Pythagorean Numerology is: 8

References

1. ^ Princeton's WordNet
   http://wordnetweb.princeton.edu/perl/webwn?s=registered representative
2. ^ ChatGPT
   https://chat.openai.com
3. ^ Wikidata
   https://www.wikidata.org/w/index.php?search=registered representative